As the WiMAX industry has grown, so has WiMAX hype and confusion. Mobility managers and decision makers have to...
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sort through the hype to facilitate their knowledge and understanding of WiMAX technology. Paul DeBeasi, senior analyst at the Burton Group, sets the stage for a broad overview of what WiMAX is and how it works.
DeBeasi begins this tutorial by introducing WiMAX technology, applications and terminology. Further sections discuss WiMAX services, performance, security and devices.
WiMAX: Technology overview
"[WiMAX] could potentially be the biggest thing since the Internet itself," as Sriram Viswanathan, general manager of Intel's Worldwide Interoperability for Microwave Access (WiMAX) program office, once stated. That is quite a bold statement and underscores the sentiment of many WiMAX proponents. But as the WiMAX industry has grown, so has WiMAX hype and confusion.
Fixed WiMAX The IEEE originally formed the IEEE 802.16 working group in 1998 to provide a standard for wireless metropolitan area networks. The primary application was for high-speed fiber access solutions using high-frequency line-of-sight (LOS) fixed wireless connections. The original standard was referred to as 802.16 and evolved to support fixed broadband wireless access over lower-frequency non-line-of-sight (NLOS) wireless connections. The evolved standard, 802.16-2004, is often referred to as fixed WiMAX.
Mobile WiMAX Once the 802.16-2004 standard was complete, the IEEE committee began work to further evolve the standard to support mobile applications. Mobile communication is more complex than fixed communication. The technology must be able to hand off a wireless connection from one base station to another while the user is moving, without dropping the connection. The new 802.16e-2005 standard was completed in December 2005 and not only supports mobile applications but also nomadic and fixed applications. 802.16e-2005 is often referred to as mobile WiMAX.
Physical layer The fixed/mobile WiMAX PHY layer uses a technology called orthogonal frequency division multiplexing (OFDM). OFDM techniques have been around for decades. The technology is now commonplace in wireless systems such as Wi-Fi. OFDM evolved from earlier single-carrier modulation systems and frequency division multiplexing systems. OFDM is a type of frequency division multiplexing system that provides better channel throughput because all of the underlying sub-carriers are orthogonal to one another.
Media access control layer The primary job of the MAC layer is to provide an interface between the PHY layer and upper layer protocols. Each instance of the MAC layer in a fixed/mobile WiMAX station has a 48-bit address as defined by the IEEE Std 802. Unlike the distributed and connectionless 802.11 MAC, the WiMAX MAC is centralized and connection-oriented. A 16-bit connection identifier (CID) identifies each WiMAX connection. Each WiMAX MAC layer protocol data unit uses the CID, instead of the MAC address, to identify source and destination. WiMAX has a rich quality of service mechanism that is based on the Data Over Cable Service Interface Specifications (DOCSIS).
WiMAX applications At the most basic level, WiMAX supports mobile, fixed and nomadic wireless applications. A mobile application provides communication while the user is in transit. A good example is a business traveler who communicates while on a train.
Fixed wireless applications often provide last-mile connections in rural or underdeveloped areas that do not have Digital Subscriber Line (DSL), Hybrid Fiber-Coax (HFC), or other last-mile wired infrastructure. Enterprises can either purchase fixed WiMAX technology for use in their own private network (e.g., a point-to-point wireless connection between two buildings) or can purchase fixed WiMAX service from a wireless Internet service provider (WISP). Internode's Yorke Peninsula WiMax network is an example of such a system.
Finally, a nomadic application is one where a user moves from location to location but communicates only while stationary. A good example is a repairman who needs high-speed network access while parked at a customer location but not while driving.
Summary Table 1 summarizes how WiMAX technology relates to WiMAX applications. Over time, 802.16e-2005 is likely to become the dominant standard for fixed, nomadic and mobile applications, thus limiting the use of 802.16-2004.
Table 1: WiMAX applications and technologies
As we can see from this section, terminology is important. Therefore, throughout the rest of this WiMAX tutorial series, we will use the following terminology to ensure clarity.
- Fixed WiMAX will refer to technology that adheres to the 802.16-2004 standard.
- Mobile WiMAX will refer to technology that adheres to the 802.16e-2005 standard.
- Fixed WiMAX application will refer to a last-mile wireless application irrespective of the underlying technology standard.
Looking ahead In the next section we discuss which services will be offered, who will offer them, and when they will be generally available.
Mobile WiMAX is a new business opportunity for established mobile operators, Internet companies and wireline operators to provide high-speed mobile broadband data services. But where and when will WiMAX service be available?
WiMAX at work? WiMAX services are in the early stages of deployment throughout the world. In South Korea, a subset of WiMAX called WiBRO has been deployed throughout roughly 25% of the country. But as of the end of 2007, only 100,000 subscribers, out of a population of roughly 50 million people, had signed up for service. The mobile Taiwan project, referred to as M-Taiwan, is an ambitious plan to deploy WiMAX throughout all of Taiwan. The Taiwanese government awarded WiMAX frequency spectrum licenses in July 2007, but service is not yet available.
Locally, the OPEL consortium planned to use WiMAX for its rural broadband network, until its funding was cancelled. ISP Unwired has long planned, and often delayed, its planned WiMAX network. The technology has come under heavy criticism from Telstra, which asserts it is inferior other wireless standards.
Market forces Most forecasts for mobile WiMAX show rapid growth. For example, Senza Fili Consulting predicts that mobile WiMAX will grow to approximately 25 million subscribers by 2012 (see Figure 1). Although these growth numbers are quite good for a new technology, they have a long way to go to catch up to the 3 billion subscribers currently using mobile cellular service.
Figure 1: WiMAX Subscribers Forecast (Source: Senza Fili Consulting, 2007)
The current mobile cellular operators are in a dominant position to capture most of the demand for mobile broadband and will compete strongly with WiMAX operators. Unlike fixed broadband service, which can be cost-effectively deployed in a limited geographic area, mobile broadband service will require a costly investment over a wide area in order to provide sufficient coverage for roaming mobile users. Mobile broadband also requires that the operator own wireless spectrum throughout the coverage area. Lastly, it requires extensive operational experience with wireless technology in order to deploy, maintain and evolve a sprawling mobile network. Aside from the mobile cellular operators, few companies can satisfy the requirements of mobile broadband for capital, spectrum and wireless experience. And in the U.S., Sprint and Clearwire are hardly in a strong financial position.
Conclusion WiMAX service is available in a few select locations and will provide high-speed broadband Internet access. Don't believe all of the WiMAX hype, however. It will take many years and many billions of dollars to deploy a nationwide WiMAX network. Data service plans from traditional mobile operators will offer the best combination of high-speed data access and broad coverage.
Next, we look at WiMAX performance. We will discuss which performance factors are important, what performance you should expect, and how WiMAX compares with 3G and future 4G services.
Important performance metrics
First, we must define what we mean by "performance." Performance includes many factors. Two of the most visible metrics, from a user's point of view, are download speed in megabits per second (Mbps) and upload speed in Mbps. Download speed has traditionally been the metric that most users care about because it affects the user's Web-browsing experience, but the emergence of peer-to-peer networking and the growing need to upload user-generated content such as videos and pictures is creating the need for faster upload speeds.
Factors affecting performance
Next, we must draw a distinction between peak performance and average performance. Peak performance is the best possible performance that the technology can achieve under ideal conditions. The peak performance makes for a great headline, but users will never experience this lofty performance level. Rather, average performance is what users will typically experience with a deployed mobile service. Average performance can vary throughout a coverage area and is affected by many factors, such as:
- Channel bandwidth: Most mobile cellular systems are designed to operate with varying degrees of bandwidth. For example, a 10-megahertz (MHz)-wide channel provides twice as much bandwidth as a 5-MHz-wide channel. As channel bandwidth increases, the system can transmit more bits per second over the channel.
- Backhaul capacity: Many base stations do not have sufficient transmission capacity to transfer received wireless traffic into the core of the network, thus restricting individual user performance levels.
- Multiple input, multiple output (MIMO) antenna configuration: MIMO radio systems take advantage of multipath interference by transmitting unique data streams over the different paths. A 2 x 2 MIMO configuration, for example, uses two transmit antennas and can take advantage of two unique paths. The greater the number of antennas, the more bits per second the system can potentially transmit over the channel.
- Path loss: Path loss reduces the received signal and gets worse as the mobile device moves away from the base station. Weather conditions such as rain, snow and fog can also increase path loss.
- Shadowing: Shadowing occurs when obstructions such as buildings and trees block the path of the wireless signal.
- Network load: Wireless is a shared medium, so per-user performance in an individual base station sector will decrease as the number of users increases (cellular networks make use of sector antennas in order to improve frequency reuse).
- Mobility speed: The faster the mobile device moves, the more difficult it is to maintain communication.
Network operators deploy mobile technologies using varying amounts of channel bandwidth. In order to describe performance in a bandwidth-neutral way, throughput (Mbps) is typically divided by the channel bandwidth (MHz). The resulting quantity provides the number of bits per second transmitted per cycle (b/s/Hz).
Figure 3 shows the peak and average sector throughput for WiMAX. Note that the average download speed is approximately 30 Mbps using a 20 MHz channel (similar to IEEE 802.11g average throughput). This means that there is approximately 30 Mbps of shared bandwidth available for download transmission per sector. For example, if there are 20 users connected to the network using the same sector, and if half of the users are downloading data at the same time, then each user will receive approximately 3 Mbps average download throughput. Note that WiMAX has sophisticated quality-of-service mechanisms that will help network operators equitably regulate per-user performance.
Figure 3: Mobile WiMAX throughput (Source: Intel)
Over time, average performance will improve as the WiMAX network evolves. In addition, other technologies, such as high-speed packet access (HSPA), evolution-data optimized (EV-DO), and long-term evolution (LTE), will compete with mobile WiMAX to offer high-speed Internet access.
Clearwire promises to dramatically enhance the speed of Internet access with its new mobile WiMAX service. Although many factors can affect performance, the service is expected to provide average download speeds of several megabits per second. Other technologies, such as HSPA, EV-DO, and LTE, will also compete with Mobile WiMAX.
Next we look at mobile WiMAX security. How safe is mobile WiMAX? More specifically, how does the technology provide authentication, data privacy and data integrity?
A lot has been written on the topic of WiMAX radio technology, but what about WiMAX security? Should users feel safe that their transmitted data is free from eavesdropping and manipulation? How does a WiMAX operator ensure that only authorized users access the network and that they use only the appropriate services?
Data privacy and integrity Encryption is a mechanism that protects data confidentiality and integrity. Encryption takes plaintext (i.e., your data) and mixes that information using a complex mathematical algorithm to produce ciphertext. The ciphertext is then transmitted over the wireless network and cannot be understood by an eavesdropper.
WiMAX uses the Advanced Encryption Standard (AES) to produce ciphertext. AES takes an encryption key and a counter as input to produce a bitstream. The bitstream is then exclusive OR'd with the plaintext to produce the ciphertext (see Figure 1).
Figure 1:AES Encryption
The receiver of the ciphertext simply reverses the process to recover the plaintext. In order for this process to work, the transmitter and the receiver must share the same encryption key.
Public key infrastructure The WiMAX 802.16e-2005 standard uses the Privacy and Key Management Protocol version 2 (PKMv2) for securely transferring keying material between the base station and the mobile station. The PKMv2 mechanism validates user identity and establishes an authorization key (AK). The AK is very important because it is used to derive the encryption key described in the previous section.
PKMv2 supports the use of the Rivest-Shamir-Adlerman (RSA) public key cryptography exchange. The RSA public key exchange requires that the mobile station establish identity using either a manufacturer-issued X.509 digital certificate or an operator-issued credential such as a subscriber identity module (SIM) card.
The X.509 digital certificate contains the mobile station's Public-Key (PK) and its MAC address. The mobile station transfers the X.509 digital certificate to the WiMAX network, which then forwards the certificate to a certificate authority (see Figure 2). The certificate authority validates the certificate, thus validating the user identity.
Figure 2:Public Key Infrastructure
Once the user identity is validated, the WiMAX network uses the public key to create the authorization key, and sends the authorization key to the mobile station. The mobile station and the base station use the authorization key to derive an identical encryption key that is used with the AES algorithm.
Authentication Authentication is the process of validating a user identity and often includes validating which services a user may access. The authentication process typically involves a supplicant (that resides in the mobile station), an authenticator (that may reside in the base station or a gateway), and an authentication server (see Figure 3).
WiMAX uses the Extensible Authentication Protocol (EAP) to perform user authentication and access control. EAP is actually an authentication framework that requires the use of "EAP methods" to perform the actual work of authentication. The network operator may choose an EAP method such as EAP-TLS (Transport Layer Security), or EAP-TTLS MS-CHAP v2 (Tunneled TLS with Microsoft Challenge-Handshake Authentication Protocol version 2). The messages defined by the EAP method are sent from the mobile station to an authenticator. The authenticator then forwards the messages to the authentication server using either the RADIUS or DIAMETER protocols.
Figure 3: EAP-based authentication
The EAP exchanges validate the user, ensure appropriate access control, and may also start the billing process. Enterprise network managers use a very similar process to authenticate users on a Wi-Fi network.
Conclusion WiMAX provides robust user authentication, access control, data privacy and data integrity using sophisticated authentication and encryption technology. WiMAX users should feel confident that their transmitted data is free from eavesdropping or manipulation and that only authorized users can access WiMAX services.
Next we look at mobile WiMAX devices. What type of devices will support WiMAX, and how pervasively will WiMAX be embedded into mobile devices?
WiMAX proponents often describe WiMAX and Wi-Fi as complementary, not competitive, technologies. They state that the incremental cost to add WiMAX to Wi-Fi devices will be low and that the WiMAX attach rate in mobile computing devices will be high. The implication is that WiMAX devices will be widely available, just like Wi-Fi devices. If this is so, where are all the WiMAX devices?
Show me the service
Widespread availability of WiMAX devices will be slow to develop. Telecom consultancy Maravedis expects 25 million consumer electronic WiMAX units to be shipped in 2012. But this is far less than the 1.13 billion handsets, or the 300 million Wi-Fi chipsets, shipped in 2007. The reason for the relatively slow growth of WiMAX units is the lack of widespread WiMAX service. Some device vendors will attempt to grab early market share and establish brand recognition by offering WiMAX devices in advance of widespread services, but customers will not purchase WiMAX devices if the service is not generally available in their region. In contrast, Wi-Fi technology does not depend upon the availability of Wi-Fi services. Users can take advantage of Wi-Fi devices on enterprise networks, in their homes, or at hotspots.
The fact that network operators will take years to deploy ubiquitous mobile WiMAX service will drive device manufacturers to design dual-mode devices that support 2nd generation (2G) and 3rd generation (3G) technology (such as EDGE and HSPA) in addition to mobile WiMAX. The 2G/3G technology provides access to ubiquitous coverage and support for voice, while the WiMAX technology provides access to mobile broadband data service. (Note that the same will be true for the 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE) technology when that is deployed in 2010.)
Figure 1: Nokia N810 Internet Tablet
WiMAX will also be designed into data-oriented devices such as laptops, tablets and ultra-mobile personal computers (UMPC). For example, Nokia introduced the N810 Internet Tablet that supports mobile WiMAX and Wi-Fi. The device has a WiMAX usage battery life of three hours and is estimated to cost approximately $450. Battery life will improve over time. Ultimately, higher device shipment volume will drive down the per-unit price.
A more likely scenario in the near term is the use of external WiMAX devices. These include PC/Mac cards and universal serial bus (USB) devices. A mobile WiMAX USB device will work with existing PCs and Macs and can be passed from one user to another. For example, Airspan Networks introduced a mobile WiMAX USB device that will enable connectivity to any global WiMAX network. The device supports the common mobile WiMAX bands -- 2.3 GHz, 2.5 GHz, 3.3 to 3.7 GHz, and even 4.9 to 5.4 GHz -- so it can be used on WiMAX networks around the world.
Figure 2: Airspan WiMAX USB
The primary driver for WiMAX devices will be the availability of mobile WiMAX service, but such services will be slow to develop. Therefore, WiMAX devices are not likely to achieve the same volume and cost characteristics as Wi-Fi devices. Some device vendors will attempt to grab early market share and establish brand recognition by offering integrated WiMAX products, such as ultra-mobile PCs, in advance of widespread services. A more likely scenario, however, is the availability of external WiMAX products, such as USB devices.